Sparse AutoEncoder: from Superposition to interpretable options | by Shuyang Xiang | Feb, 2025

Disentangle options in complicated Neural Community with superpositions

Advanced neural networks, comparable to Massive Language Fashions (LLMs), undergo very often from interpretability challenges. Probably the most necessary causes for such issue is superposition — a phenomenon of the neural community having fewer dimensions than the variety of options it has to symbolize. For instance, a toy LLM with 2 neurons has to current 6 completely different language options. In consequence, we observe usually {that a} single neuron must activate for a number of options. For a extra detailed clarification and definition of superposition, please discuss with my earlier weblog submit: “Superposition: What Makes it Tough to Clarify Neural Community”.

On this weblog submit, we take one step additional: let’s attempt to disentangle some fsuperposed options. I’ll introduce a strategy known as Sparse Autoencoder to decompose complicated neural community, particularly LLM into interpretable options, with a toy instance of language options.

A Sparse Autoencoder, by definition, is an Autoencoder with sparsity launched on objective within the activations of its hidden layers. With a fairly easy construction and light-weight coaching course of, it goals to decompose a posh neural community and uncover the options in a extra interpretable approach and extra comprehensible to people.

Allow us to think about that you’ve a educated neural community. The autoencoder isn’t a part of the coaching means of the mannequin itself however is as an alternative a post-hoc evaluation device. The unique mannequin has its personal activations, and these activations are collected afterwards after which used as enter information for the sparse autoencoder.

For instance, we suppose that your unique mannequin is a neural community with one hidden layer of 5 neurons. Moreover, you have got a coaching dataset of 5000 samples. You must acquire all of the values of the 5-dimensional activation of the hidden layer for all of your 5000 coaching samples, and they’re now the enter in your sparse autoencoder.

Picture by writer: Autoencoder to analyse an LLM

The autoencoder then learns a brand new, sparse illustration from these activations. The encoder maps the unique MLP activations into a brand new vector area with greater illustration dimensions. Trying again at my earlier 5-neuron easy instance, we would contemplate to map it right into a vector area with 20 options. Hopefully, we’ll receive a sparse autoencoder successfully decomposing the unique MLP activations right into a illustration, simpler to interpret and analyze.

Sparsity is a crucial within the autoencoder as a result of it’s needed for the autoencoder to “disentangle” options, with extra “freedom” than in a dense, overlapping area.. With out existence of sparsity, the autoencoder will in all probability the autoencoder would possibly simply study a trivial compression with none significant options’ formation.

Language mannequin

Allow us to now construct our toy mannequin. I urge the readers to notice that this mannequin isn’t reasonable and even a bit foolish in follow however it’s ample to showcase how we construct sparse autoencoder and seize some options.

Suppose now now we have constructed a language mannequin which has one specific hidden layer whose activation has three dimensions. Allow us to suppose additionally that now we have the next tokens: “cat,” “glad cat,” “canine,” “energetic canine,” “not cat,” “not canine,” “robotic,” and “AI assistant” within the coaching dataset and so they have the next activation values.

information = torch.tensor([
# Cat categories
[0.8, 0.3, 0.1, 0.05], # "cat"
[0.82, 0.32, 0.12, 0.06], # "glad cat" (much like "cat")
# Canine classes
[0.7, 0.2, 0.05, 0.2], # "canine"
[0.75, 0.3, 0.1, 0.25], # "loyal canine" (much like "canine")

# "Not animal" classes
[0.05, 0.9, 0.4, 0.4], # "not cat"
[0.15, 0.85, 0.35, 0.5], # "not canine"

# Robotic and AI assistant (extra distinct in 4D area)
[0.0, 0.7, 0.9, 0.8], # "robotic"
[0.1, 0.6, 0.85, 0.75] # "AI assistant"
], dtype=torch.float32)

Development of autoencoder

We now construct the autoencoder with the next code:

class SparseAutoencoder(nn.Module):
def __init__(self, input_dim, hidden_dim):
tremendous(SparseAutoencoder, self).__init__()
self.encoder = nn.Sequential(
nn.Linear(input_dim, hidden_dim),
nn.ReLU()
)
self.decoder = nn.Sequential(
nn.Linear(hidden_dim, input_dim)
)

def ahead(self, x):
encoded = self.encoder(x)
decoded = self.decoder(encoded)
return encoded, decoded

In accordance with the code above, we see that the encoder has a just one absolutely related linear layer, mapping the enter to a hidden illustration with hidden_dim and it then passes to a ReLU activation. The decoder makes use of only one linear layer to reconstruct the enter. Word that the absence of ReLU activation within the decoder is intentional for our particular reconstruction case, as a result of the reconstruction would possibly include real-valued and doubtlessly destructive valued information. A ReLU would quite the opposite power the output to remain non-negative, which isn’t fascinating for our reconstruction.

We prepare mannequin utilizing the code beneath. Right here, the loss perform has two components: the reconstruction loss, measuring the accuracy of the autoencoder’s reconstruction of the enter information, and a sparsity loss (with weight), which inspires sparsity formulation within the encoder.

# Coaching loop
for epoch in vary(num_epochs):
optimizer.zero_grad()

# Ahead go
encoded, decoded = mannequin(information)

# Reconstruction loss
reconstruction_loss = criterion(decoded, information)

# Sparsity penalty (L1 regularization on the encoded options)
sparsity_loss = torch.imply(torch.abs(encoded))

# Whole loss
loss = reconstruction_loss + sparsity_weight * sparsity_loss

# Backward go and optimization
loss.backward()
optimizer.step()

Now we are able to take a look of the outcome. We have now plotted the encoder’s output worth of every activation of the unique fashions. Recall that the enter tokens are “cat,” “glad cat,” “canine,” “energetic canine,” “not cat,” “not canine,” “robotic,” and “AI assistant”.

Picture by writer: options discovered by encoder

Despite the fact that the unique mannequin was designed with a quite simple structure with none deep consideration, the autoencoder has nonetheless captured significant options of this trivial mannequin. In accordance with the plot above, we are able to observe at the least 4 options that look like discovered by the encoder.

Give first Characteristic 1 a consideration. This feautre has massive activation values on the 4 following tokens: “cat”, “glad cat”, “canine”, and “energetic canine”. The outcome means that Characteristic 1 may be one thing associated to “animals” or “pets”. Characteristic 2 can be an fascinating instance, activating on two tokens “robotic” and “AI assistant”. We guess, due to this fact, this characteristic has one thing to do with “synthetic and robotics”, indicating the mannequin’s understanding on technological contexts. Characteristic 3 has activation on 4 tokens: “not cat”, “not canine”, “robotic” and “AI assistant” and that is presumably a characteristic “not an animal”.

Sadly, unique mannequin isn’t an actual mannequin educated on real-world textual content, however fairly artificially designed with the belief that related tokens have some similarity within the activation vector area. Nevertheless, the outcomes nonetheless present fascinating insights: the sparse autoencoder succeeded in displaying some significant, human-friendly options or real-world ideas.

The easy outcome on this weblog submit suggests:, a sparse autoencoder can successfully assist to get high-level, interpretable options from complicated neural networks comparable to LLM.

For readers fascinated with a real-world implementation of sparse autoencoders, I like to recommend this article, the place an autoencoder was educated to interpret an actual massive language mannequin with 512 neurons. This examine offers an actual utility of sparse autoencoders within the context of LLM’s interpretability.

Lastly, I present right here this google colab pocket book for my detailed implementation talked about on this article.